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2015 February Training Session

When: February 4, 2015 - 1300-1630

Where: RTP HQ

Registration: Website


ISACA-RTC Members - Free (Log in to register)

Affiliated Organizations (IIA, ISSA, Othe ISACA Chapters) - $25

All Others: $40

CPEs: Upto 3



Session I - SOC1, SOC2, SOC3, SSAE16s - Differences

Speaker: Bob Broda, IT Auditor, Office of the State Auditor

Bob Broda is a North Carolina State IT Auditor, performing various IT auditing functions 

including SOC1, IT General Control Audits, CAAT routines. He spent 14 years as Managing Partner of Visage Solutions, LLC. providing a variety of services in the areas of Risk and Compliance management including risk assessments, Sarbanes-Oxley (“SOX”), FFIEC (Federal Financial Institutions Examination Council), SAS70s, SOC (Service Organization Controls) 1 and 2, ISO and other compliance, auditing and operations effectiveness initiatives. 

Bob has spoken at several local and national events on the subjects of Sarbanes-Oxley, Risk Management, Internal Controls, Information Security and Business Continuity. He has consulted on many compliance projects in various functional roles including managing, documenting, testing and Quality Assurance work. Bob has assisted over 100 organizations with SOX, SAS70, SOC1 and SOC2 compliance initiatives. 

Bob earned a B.S. in Information Systems from Kings College and an Executive MBA from Southern Methodist University. He founded Visage Solutions in 2003. Previous to forming Visage Solutions, Mr. Broda focused in the public utility billing sector responsible for managing projects at the largest of the world’s public utilities. He also served as VP Software Development and President of utility customer information software companies.

 Session II - Automating Controls - Pros And Cons

Speaker: Mark Shaw, CEO and Co-Found, Compliancy

Mark brings over 15 years of experience as an entrepreneur having founded several companies as well as the development of new businesses within large companies.  Mark's strategic vision brought together a unique combination of experience in compliance implementations, business process workflow, and non-technical user interface development for business process solutions to develop the Compliancy solution.  

Mark brings extensive experience in the implementation of compliance controls, operational controls and business process automation having worked extensively with customers and accounting firms on the requirements and implementation of internal controls for regulatory compliance together with years of experience with business process management.  

Prior to Compliancy Software, Mark worked with Ultimus, a leader in Business Process Management solutions.  Prior to Ultimus, Mr. Shaw co-founded and developed an Internet Services business unit with Nortel and led the venture funding that resulted in the unit being spun  off as the highly successful NeoNova Network Services. 

Mark holds BS degrees in Mechanical Engineering and Electrical and Computer Engineering from North Carolina State University.